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SERVICES

CurCuCurwen Capital is

Curwen Capital can serve as the Remote CFO or Controller

of your firm.

Ernie Kappotis has vast experience managing accounting teams

in the financial services industry.

He will get your staff on-task to achieve your corporate

financial reporting goals!

PROJECTS

Curwen Capital engages in several financial analysis & reporting projects.

From general bookkeeping to financial statement preparation for auditors, venture capitalists, financing, or investors.

CLIENTS

Ernie Kappotis' clients are typically in the financial services sector

(Broker-Dealers or Registered Investment Advisers RIAs). 

However, Curwen Capital LLC 

can also swim into the 

waters of other business

sectors (to provide bookeeping &

profitabillty anaysis/projections.

So please reach out!

DEVELOPING INNOVATIVE STRATEGIES

ACHIEVING GROWTH

CONTACT US

19 Curwen Road 

Peabody, MA 01960

ekappotis@curwencapital.com

978-335-7015

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© 2016 by Curwen Capital LLC

Curwen Capital LLC is a financial services consulting firm, specializing in financial compliance & reporting services for

FINRA-registered broker-dealers & SEC-registered investment advisers (RIAs).

Ernest D. Kappotis is the FINRA-registered Series 27 Financial and Operations Principal ("FINOP")

for some legacy broker-dealers; however: 

  Curwen Capital LLC is the proud 50% business owner of Intersource Consulting Group ("CG") LLC -

a national full-service Securities Regulations Firm, based in New York.

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